So you can focus on clients and your business!
Back Office Services provides freelance, remote operations and support services to financial and investment advisors. We're more than just a temp or secretarial service -- we're highly qualified investment support professionals ready to help you streamline your processes, support your office or grow your client base.
Let us prepare your client reports, populate forms and submit and manage processing so you can concentrated on closing business and servicing clients.
We can calculate and submit client fees, invoice direct-bill clients and create or keep compliant billing records. Let us handle your monthly, quarterly and annual compliance administration.
Need extra help preparing for an audit? Have a custodial or broker/dealer change on the horizon? Need operations coverage for employees out on family leave or vacation? We can help!
We are professionals with years of experience in the financial industry. We know the products. We know compliance regulations. We've worked with numerous broker/dealers and custodial platforms and dozens of different vendors. CRM and client reporting systems? Been there, done that. We've prepared and managed audits with B/Ds, FINRA and the SEC. There's no explaining product requirements or the difference between and IRA and a 401k with us. We are knowledgeable, back-office operations experts ready to help you.